Aditya Saraogi, Vice President of Investments

Ernest P. Carrera, Senior VP of Investments

It should be second nature. Ingrained in your DNA and an integral part of how you live. The people who work at JHS Capital Advisors live this philosophy. These are people who reflect the kind of ethics and integrity that come from the heart, not a set of rules they were handed their first day on the job. What you’ll find as a result is a very different approach to wealth management. At its core, JHS Capital Advisors is a firm committed to embracing, living and modeling the following code:

Always in All Ways . . .

  1. Put others’ interests first
  2. Model true integrity
  3. Deal fairly with everyone
  4. Promote ethical behavior
  5. Act in good faith
  6. Respect customer confidentiality
  7. Advance the JHS brand
  8. Provide full disclosure
  9. Follow all rules and regulations
  10. Adhere to fee guidelines
  11. Honor proprietary protections
  12. Pursue and share knowledge

Download Complete JHS Code of Ethics

“Ethics or simple honesty is the building block upon which our whole society is based, and business is a part of our society, and it’s integral to the practice of being able to conduct business, that you have a set of honest standards. And it’s much easier to do business with someone when you look them in the eye and say, “This is what we’re going to do,” and you understand what you each mean, and you can go away and get it done.”

- Kerry Stokes